The Operating System (OS) for your “held-away” 401(k) advice!

For Independent RIAs

Automate research, ERISA compliance, participant workflows, and personalized 401(k) advice across your entire advisory firm.

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$14T+

Held-Away Assets

85M+

Held-Away Accounts

393K+

Investment Advisers

Most advisers underserve their clients’ largest asset.

THE PROBLEM

Held-away 401(k) accounts managed through spreadsheets, PDFs, manual compliance reviews, and disconnected systems.

Too Manual

Plan-by-plan analysis slows down advisers.

ERISA Fear

Compliance departments avoid retirement advice risk.

Not Scalable

Existing solutions were never built for enterprise firms.

Plan Confidence is the OS for “held-away” 401(k) advice.

THE SOLUTION

Automated research, compliance, documentation, and advice — so financial firms can scale personalized 401(k) advice with confidence.

Automated & Intelligent

Plan Confidence handles the heavy lifting — instantly.

ERISA Compliant by Design

Built-in fiduciary workflows reduce risk and support documentation.

Built for Scale

Enterprise-ready workflows that grow with your advisory firm.

One platform to automate your held-away advice.

THE SOLUTION

Built for the future of retirement advice.

KITCES
ERISA NERD
SEC RIA
VISIONARY
ABOUT

READY TO SCALE?

Transform your held-away 401(k) advice into a scalable growth engine.

Automate research. Simplify compliance. Deliver personalized retirement advice across your entire advisory firm profitably!

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Sources:

Assets: https://www.ici.org/statistical-report/ret_25_q4

Accounts: https://www.ebri.org/docs/default-source/by-the-numbers/ebri_rsrc_facts-and-figures_011923.pdf?sfvrsn=9b6b392f_8

Advisers: https://www.finra.org/rules-guidance/guidance/reports-studies/2023-industry-snapshot/representative-data#table1-1-7