Held-Away assets: Fast! Easy! Compliant!
Who?
PlanConfidence was created for independent investment advisers, the backbone of the advice industry!
Your clients trust you and could benefit from your ongoing, professional advice for their “held-away” assets.
What?
PlanConfidence is software as a service (SaaS) that does the manual (and time consuming) research, advice creation, documentation and delivery of your advice for your “held-away” assets (while ensuring ERISA compliance) with just a few clicks of the mouse!
Where?
PlanConfidence is based in the cloud (Amazon Web Services) and accessible to you via any browser 24/7.
When?
PlanConfidence SaaS is available now for all SEC registered investment advisory (RIA) firms without a Broker/Dealer (B/D) affiliation.*
*Individual exceptions may be made if you are a state registered firm and/or have a B/D affiliation.
Why?
PlanConfidence was created because there are over 140 million hard-working Americans with over 13 trillion dollars ($13T) in their “held-away” accounts* that could benefit from your advice!
With only 80,977 Independent advisers** in the country, you need a tool to automate your unique advice that is fast, easy and compliant!
How?
1) You add the plan / participant information.
2) We do the research (proprietary “Reddark Score”) and create the advice (proprietary algorithm).
3) We deliver your clients your unique advice for your client to implement -OR- we deliver you trade files for you to implement.
How much?
Our plans start at $99 per month for your first 10 clients with breakpoints for firms with multiple advisers.