Held-Away Advice: Fast! Easy! Compliant!

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Who?

PlanConfidence was created for independent investment advisers, the backbone of the advice industry!

Your clients trust you and could benefit from your ongoing, professional advice for their “held-away” assets.

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What?

PlanConfidence is software as a service (SaaS) that does the manual (and time consuming) research, advice creation, documentation and delivery of your advice for your “held-away” assets (while ensuring ERISA compliance) with just a few clicks of the mouse!

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Where?

PlanConfidence is based in the cloud (Amazon Web Services) and accessible to you via any browser 24/7.

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When?

PlanConfidence SaaS is available now for all SEC registered investment advisory (RIA) firms without a Broker/Dealer (B/D) affiliation.*

*Individual exceptions may be made if you are a state registered firm and/or have a B/D affiliation.

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Why?

PlanConfidence was created because there are over 140 million hard-working Americans with over 13 trillion dollars ($13T) in their “held-away” accounts* that could benefit from your advice!

With only 80,977 Independent advisers** in the country, you need a tool to automate your unique advice that is fast, easy and compliant!

* Investment Company Institute: Retirement Assets Total $45.8 Trillion in Second Quarter 2025. September 18, 2025.

** https://www.finra.org/rules-guidance/guidance/reports-studies/2023-industry-snapshot/representative-data

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How?

1) You add the plan / participant information.

2) We do the research (proprietary “Reddark Score”) and create the advice (proprietary algorithm).

3) We deliver your clients your unique advice for your client to implement -OR- we deliver you trade files for you to implement.

SEE HOW WE DO IT PAGE

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How much?

We have two different pricing plans depending on your needs and budget. Our Legacy Plan has zero cost to an adviser and our Professional Plan starts at $99 per month.

SEE PRICING PAGE

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