Held-Away assets: Fast! Easy! Compliant!
Who?
PlanConfidence was created for independent investment advisers, the backbone of the advice industry!
Your clients trust you and could benefit from your ongoing, professional advice for their “held-away” assets.
What?
PlanConfidence is software as a service (SaaS) that does the manual (and time consuming) research, advice creation, documentation and delivery of your advice for your “held-away” assets (while ensuring ERISA compliance) with just a few clicks of the mouse!
Where?
PlanConfidence is based in the cloud (Amazon Web Services) and accessible to you via any browser 24/7.
When?
PlanConfidence SaaS is available now for all SEC registered investment advisory (RIA) firms without a Broker/Dealer (B/D) affiliation.*
*Individual exceptions may be made if you are a state registered firm and/or have a B/D affiliation.
Why?
PlanConfidence was created because there are over 140 million hard-working Americans with over 13 trillion dollars ($13T) in their “held-away” accounts*.
With only 80,977 Independent advisers** in the country, you need a tool to automate your unique advice that is fast, easy and compliant!
How?
1) You add the plan / participant information.
2) We do the research (proprietary “Reddark Score”) and create the advice (proprietary algorithm to overlay your allocation models).
3) We deliver your clients your unique advice via the Participant Dashboard for your client to implement -OR- we deliver you trade files for you to implement.
How much?
Our plans start at $99 per month for your first 10 clients with breakpoints for firms with multiple advisers.
