“Held-Away” 401(k) Advice:

Fast! Easy! Compliant!

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Who?

PlanConfidence was created for independent investment advisers, the backbone of the advice industry!

Your clients trust you and could benefit from your ongoing, professional advice for their “held-away” assets.

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What?

PlanConfidence is software as a service (SaaS) that does the manual (and time consuming) research, advice creation, documentation and delivery of your advice for your “held-away” assets (while ensuring ERISA compliance) with just a few clicks of the mouse!

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Where?

PlanConfidence is based in the cloud (Amazon Web Services) and accessible to you via any browser 24/7.

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When?‍ ‍

PlanConfidence SaaS is available now for all SEC and State registered investment advisory (RIA) firms.

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Why?

PlanConfidence was created because there are over 140 million hard-working Americans with over 13 trillion dollars ($13T) in their “held-away” accounts* that could benefit from your advice!

With only 393,294 investment advisers** in the country, you need a tool to automate your unique advice that is fast, easy and compliant!

* Investment Company Institute: Retirement Assets Total $45.8 Trillion in Second Quarter 2025. September 18, 2025.

** https://www.finra.org/rules-guidance/guidance/reports-studies/2023-industry-snapshot/representative-data

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How?

1) You add the plan / participant information.

2) We do the research (proprietary “Reddark Score”) and create the advice (proprietary algorithm).

3) We deliver your clients your unique advice for your client to implement -OR- we deliver you trade files for you to implement.

SEE HOW WE DO IT PAGE

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How much?

Only $99 per month per (first 10 clients - $8 per month for each additional client).

We are so confident you’ll love the OS, we give you the first month for only $1.00!

SEE PRICING PAGE

Schedule a Demo